Padmaja Kotagiri is a seasoned Compliance Officer with over 20 years of experience in the financial services sector. Specializing in regulatory compliance, risk management, and internal controls, Padmaja Kotagiri has worked to develop and implement robust compliance frameworks that align with local regulatory requirements.
Currently serving as Agency Supervisory Officer at Barnum Financial Group Tri State, Padmaja Kotagiri oversees the firm’s compliance strategy, ensuring adherence to regulations such as AML, Reg 187, SEC Best Interest and SEC/FINRA guidelines. Known for a proactive approach to risk mitigation and regulatory change management, Padmaja Kotagiri partners with senior leadership to cultivate a strong culture of compliance and ethical conduct throughout the organization.